Shares

Number of shares:

Sphere Medical has in issue 141,757,872 Ordinary Shares of nominal value £0.01 each and 179,912,380 Convertible Preferred Shares of nominal value £0.01 each.

Number of options:

The number of options over Ordinary Shares held under Sphere Medical's Share Option Schemes is nil as at 28 February 2018.

Number of warrants:

As at 28 February 2018, the number of Ordinary Shares which fall to be issued on the exercise of Warrants is 4,169,304 and the number of Convertible Preferred Shares which fall to be issued on the exercise of Warrants is 286,676,115. Save as disclosed above there are no shares or other securities convertible into Ordinary Shares or giving the right to subscribe for Ordinary Shares.

Investors

As at 3 March 2018 shareholders with a shareholding, directly or indirectly, of 5% or more of the issued share capital of the company are:

Fund Shares Percent
Woodford Patient Capital Trust Plc 133,957,583 41.6%
The Wales Life Sciences Investment Fund LP 60,435,861 18.8%
Omnis Income & Growth Fund 38,562,436 12.0%